Full text of SEB SECURITIES, INC.'s X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **SEB SECURITIES, INC. (A Wholly Owned Subsidiary of SEB AB)** STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2024 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | SEC FILE NUMBER | | |--|-----------------|--| | | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | AND ENDING 12/31 /24<br>FILING FOR THE PERIOD BEGINNING Q 1/01 /24 | | | | | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------|-----------------|--------------------------------------------|--|--|--|--|--| | | | MM/DD/VY | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME oF FIRM: SES Securities, Inc | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>Ii] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | 66 Hudson Boulevard, 28th floor | | | | | | | | | | | | (No. and Street) | | | | | | | | | | New York | | New York | 10001 | | | | | | | | (City) | | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | Kathy Efrem Sipinick | +1 212 897 1686 | | | kefrem@integrated.so1utions | | | | | | | (Name) | (Area Code- Telephone Number) | | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>CohnReznick LLP | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 1301 Avenue of the Americas | New York | | NY | 10001 | | | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | | | 10/14/2003 | | 596 | | | | | | | | | (Date of Registratio…Read the full text as markdown