Full text of MIDLAND SECURITIES, LTD's X-17A-5 filed 2021-03-29 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL Expires: Estimated average burden hours per response .. . . . . . 12.00 8-40685 3235-0123 SEC FILE NUMBER OMB Number: # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | FACING PAGE | |---------------------------------------------------------------------------| | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | REPORT FOR THE PERIOD BEGINNING 01/01/2020<br>AND ENDING 12/31/2020 | | | | |----------------------------------------------------------------------------------------------------------------------|---------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | MM/DD/YY | | MM/DD/YY | | | | | | | | NAME OF BROKER-DEALER: Midland Securities, Ltd.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | (No. and Street) | | | | | TX | 75234 | | | | (State) | (Zip Code) | | | | | | | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | Celeste<br>(City) | TX<br>(State) | 75423<br>(Zip Code) | | | | | A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240c 17cc6(e/2)2 > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### OATH OR AFFIRMATION #### I. Bradford Phillips -----------------------------------------------------------------------------------------------------------------------------------------------------------------------------my knowledge and belief the accompanying financial statement and supporting schedules pert…Read the full text as markdown