Full text of MIDLAND SECURITIES, LTD's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | | | | | |----------------|--|--|--|--| | FORM X-17A-5 | | | | | | DART III | | | | | | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | # sec file number 8-40685 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | filing for the period beginning 01/01/23 | | AND ENDING | 12/31/23 | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------|-------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Midland Securities Ltd | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ച Broker-dealer<br>C Check here if respondent is also an OTC derivatives dealer | _ Security-based swap dealer | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1605 LBJ Freeway, Ste 700 | | | | | | (No. and Street) | | | | Dallas | IX | | 75234 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Alex Saldivar | 469-522-4466 | | asaldivar@midlandsecurities.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Phillip V. George PLLC | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | |------------------------------------------------------------|---------|--------------------------------------------|--|--|--|--|--| | Celeste | IX | 75423 | | | | | | | (Citv) | (State) | (Zip Code) | | | | | | | | 3366 | | | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in…Read the full text as markdown