Full text of MIDLAND SECURITIES, LTD's X-17A-5 filed 2022-03-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | # ANNUAL REPORTS FORM X-17A-5 | | FORIVI X-1/A-5 | | 8-40685 | |------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------| | | PART III | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING 01/01/2021 | | ______________________________________________________________________________________________________________________________________________________________________________ | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Midland Securities, Ltd. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C Check here if respondent is also an OTC derivatives dealer | Broker-dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 1605 LBJ Freeway, Suite 700 | | | | | | (No. and Street) | | | | Dallas | IX | | 75234 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Bradford Phillips | 469-522-4309 | | bphillips@lbig.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. Accountant IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Phillip V. George, PLLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 5179 CR 1026 | Celeste | X | 15423 | | (Address) | (City) | (State) | (Zip Code) | | 02/24/2009 | | 3366 | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | | | | CFR 240.17a-5(e)(1)(ii), if applicable. | * Claims for exemption from the require…Read the full text as markdown