Full text of MIDLAND SECURITIES, LTD's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | PART III<br>FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>01/01/22<br>12/31/22<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________<br>MM/DD/YY<br>MM/DD/YY<br>A.<br>REGISTRANT IDENTIFICATION<br>Midland<br>Securities<br>Ltd<br>NAME OF FIRM: _______________________________________________________________________<br>TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Security-based swap dealer<br>Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>1605<br>LBJ<br>Freeway,<br>Ste<br>700<br>_____________________________________________________________________________________<br>(No. and Street)<br>Dallas<br>TX<br>75234<br>_____________________________________________________________________________________<br>(City)<br>(State)<br>(Zip Code)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Alex<br>Saldivar<br>469-522-4466<br>asaldivar@midlandsecurities.com<br>_____________________________________________________________________________________<br>(Name)<br>(Area Code – Telephone Number)<br>(Email Address)<br>B.<br>ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Phillip<br>V.<br>George<br>PLLC<br>_____________________________________________________________________________________<br>(Name – if individual, state last, first, and middle name)<br>5179<br>CR<br>1026<br>Celeste<br>TX<br>75423<br>_____________________________________________________________________________________<br>(Address)<br>(City)<br>(State)<br>(Zip Code)<br>02/24/2009<br>3366<br>_____________________________________________________________________________________<br>(Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable) | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown