L.O. THOMAS & CO. INC. X-17A-5 (2017-03-31) — Broker-dealer annual report

Full text of L.O. THOMAS & CO. INC.'s X-17A-5 filed 2017-03-31 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: L.O. THOMAS & CO. INC.
• Form: X-17A-5
• Filed: 2017-03-31
• Period: 2016-12-31
• Accession: 0000846416-17-000002
• CIK: 846416
• File #: 8-40875
• Material weakness: No
• Auditor: Michael T. Remus
• Auditor location: Trenton, NJ
• Contact: John W. Risley, Jr.
• Phone: 609-927-4044
• Signed by: John W. Risley, Jr. (President)

Document text (excerpt)

X-17A-5 0000846416 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N L.O. THOMAS & CO. INC. LINWOOD COMMONS-SUITE A-6 2106 NEW ROAD LINWOOD NJ 08221 John W. Risley, Jr. 609-927-4044 Michael T. Remus 3673 Quakerbridge Road Trenton NJ 08619 Certified Public Accountant John W. Risley, Jr. L.O. THOMAS & CO. INC. 12-31-2016 John W. Risley, Jr. President Y

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• X-17A-5 — 2021-02-24
• X-17A-5 — 2020-02-25
• X-17A-5/A — 2019-05-03
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-27

Original filing on SEC EDGAR (source of record)