L.O. THOMAS & CO. INC. X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of L.O. THOMAS & CO. INC.'s X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: L.O. THOMAS & CO. INC.
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0000846416-19-000002
• CIK: 846416
• File #: 8-40875
• Material weakness: No
• Auditor: Michael T. Remus
• Auditor location: Hamilton Square, NJ
• Contact: John W. Risley Jr.
• Phone: 6099274044
• Signed by: John W. Risley Jr. (President/CCO)

Document text (excerpt)

X-17A-5 0000846416 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N L.O. THOMAS & CO. INC. LINWOOD COMMONS-SUITE A-6 2106 NEW ROAD LINWOOD NJ 08221 John W. Risley Jr. 6099274044 Michael T. Remus 100 Horizon Center Blvd Hamilton Square NJ 08690 Certified Public Accountant John W. Risley Jr. L.O. THOMAS & CO. INC. 02-28-2019 John W. Risley Jr. President/CCO Y

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• X-17A-5 — 2020-02-25
• X-17A-5/A — 2019-05-03
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-31
• X-17A-5 — 2016-02-29
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Original filing on SEC EDGAR (source of record)