Full text of L.O. THOMAS & CO. INC.'s X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ll\'ITEDS.TATES SECCRlTIES A~'D EXCHANGE COM:'.\1.ISSI 0~' Wr1shiugtoo, D.C. 20549 OMO APPROV/\1 OMU t~umlJer: 3235-0123 [xpires: August 31, 2020 l:~timatc<l ,l\lcrage burden hours er res onse ... .. . 12.00 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | 8-40875 | | |--------------|----| | SE.C FILE N~ | R_ | FACING PAGE Information Required of Brokers and Deak rs Pursuant to Section 17 of th<' Securities Exchange Act of 1934 and Rule 17a-S Thereunder | REPORT FOR THE PERIOD BEGDJ::-.;ING 01 /Q 1/2019<br>NA1-IE OF BROKER-DEALER: LO. Thomas & Co., Inc.<br>ADDRESS OF PRJNCIPAL PLACE Of 1JUSI:t\/l::S\$: (Do 1101 0\$¢ P.O. Box No.)<br>2106 New Road -<br>Suite A6<br>Linwood<br>NAJ\fi' A'\D lTLLl'liONE NC.MHF.R or PERSO?\' TO CO>-."TACT l\' REGARD TO THIS REPORT<br>JCliO W l<U;, .Jr. I ii:·, J~:\li (;CO. S-'1?-~21.r,:~ | A. REGISTRANT IDENTIFICATION<br>{Yo. and S11e;;1J<br>NJ<br>(State) | AND ENDING 12/31/2019<br>08821 | -----------<br>:\1\! DIYYY<br>OFFICIAL_USE_ON_LY<br>FIRM LD. NO. | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------|--------------------------------|------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | B. ACCOUNTA~T IDENTIFlCA TION | | | | l~DEPENDENT PVBLIC ACCOUNTANT whose opiuio11 is coutnined in this Report*<br>Michael T. Remus CPA | | | | | PO Box 2555 | Hamilton Square | NJ | 08690 | | | (Ci1,·} | | (Zip Codt>) | | CH.ECK ONF.:<br>✓ jcertifi~cl P11blic Accouman1<br>B<br>P11i>lK Auom1tanr<br>Accotrnrnm 11Dt rt~idc-nt in Uuii~d Stares or ,rny .:if ils possessions. | | | | | | FOR OFFICIAL USE ONLY | | | *''Cloil!lifiJr* n·c•111prio11\_(rom *!he* J'<'(JII/J'f'l!li!m riuu *the* mn11wi rq101·f *be cou'red* b\_1· 1/Je *opinion* of rm indepe11di!Jlf *public* ru:n111111m11 1w11t *or* wpponed !1y ci stmr:.11,cllf *vf(aei,\ mid ciro1m1towc,* rdii'd 011 *as t!w basil for* riw e.Ye111prio11. *See Section* ]-JO. l .~o-5/eiCi > Potential person5 who ore to respond to lhe collection of informatJon contained in this fo…Read the full text as markdown