Full text of L.O. THOMAS & CO. INC.'s X-17A-5 filed 2025-04-15 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response: 12 | | |------------------------|--| | | | | SEC FILE NUMBER | | | 8-40875 | | MM/DD/VY FACING **PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1 /Q 1 /2024** AND ENDING **12/31/2024** MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: L.O. Thomas & Co., Inc. TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSI NESS: {Do not use a P .0. box no.) # 2106 New Road Suite A6 | | (No. and Street) | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------| | Linwood | NJ | 08221 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | John Risley | john.risley@lothomas.com | | | (Name) | (Area Code- Telephone Number) | {Email Address} | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | Ferrara CPA | | | | (Name- if individual, state last, first, and middle name) | | | | | | |-----------------------------------------------------------|-----------------------|---------|------------|--|--| | 100 Horizon Center Blvd. | Hamilton | NJ | 08691 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 12/17/2024 | | 7259 | | | | | Te of Reglstratloo ,rith PCAOB ){tt app)i~bl•J | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by **a** statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form** a **re not required to respond unless** the **form displays a currently valid 0MB control number.** {1}------------------------------------------------ {2}------------------------------------------------ #### **OATH OR AFFIRMATION**…Read the full text as markdown