Full text of HOVDE GROUP, LLC's X-17A-5 filed 2021-02-19 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # *Hovde GroupLLC* Financial Statement and Independent Auditor's Report December 31, 2020 Filed as a Public Document Pursuant to Rule 17a-5(d) of the Securities Exchange Act of 1934. \*\*\* PUBLIC DOCUMENT \*\*\* {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHA GE COMMISSION Washington, O.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A·5 PART Ill** OMB APPROVAL OMB Number: 3235-01 23 Expires: October 31, 2023 Estimated average burden hours r res nse ...... 1 2.00 # SEC FILE NUMBER a-41597 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | /01<br>/20<br>REPORT FOR THE PERIOD BEGINNING 01<br>MM/DDIYY | | | 12/31/20<br>AND ENDING ~~~~~~~~~~-<br>MM/DDIYY | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|-----------------------|------------------------------------------------|--| | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER·DEALER: Hovde Group, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1629 Colonial Parkway | | | OFFICIAL USE ONLY | | | | | | FIRM 1.0. NO. | | | | (No and Street) | | | | | lnvemess | IL | 60067 | | | | (City) | (Slate) | | (Ztp Code) | | | NAME A D TELEPHONE NUMBER OF PERSON TO CONTACT I<br>Steven 0 Hovde | B. ACCOUNTANT IDENTIFICATION | REGARD TO THIS REPORT | 847)991~22<br>(Arca Code - Telephone Number) | | | INDEPE DENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>FGMK, LLC | | | | | | | (Name - if lndiwdual. state last. first. middle name) | | | | | 333 W. Wacker Dr., 6th Floor | Chicago | IL | 60606 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>I/' I<br>Certified Pub I ic Accountant<br>O<br>Public Accountant<br>Accountant not resident in Uni ted States or any of its possessions.<br>D | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *•claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. I 7a-5(e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not…Read the full text as markdown