Full text of HOVDE GROUP, LLC's X-17A-5 filed 2024-02-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Hovde Group LLC Financial Statement and Independent Auditor's Report December 31, 2023 Filed as a Public Document Pursuant to Rule 17a-5(d) of the Securities Exchange Act of 1934. \*\*\* PUBLIC DOCUMENT \*\*\* {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | SEC FILE NUMBER 8-41597 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/23 AND ENDING MM/DD/YY MM/DD/YY 12/31/23 A. REGISTRANT IDENTIFICATION NAME OF FIRM: Hovde Group, LLC TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer ] Security-based swap dealer | | Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 1629 Colonial Parkway | | |-----------------------|--| |-----------------------|--| | (No. and Street) | | | | | | |-------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------|-----------------------|--|--| | Inverness | Illinois | | 60067 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Steven D. Hovde | (847) 991-6622 | | shovde@hovdegroup.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>FGMK, LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 333 W. Wacker Dr., 6th Floor Chicago | | Illinois | 60606 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 12/17/2009 | | 3968 | | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable)<br>FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applic…Read the full text as markdown