Full text of HOVDE GROUP, LLC's X-17A-5 filed 2022-02-16 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # *Hovde Group LLC* Financial Statement and Independent Auditor's Report December 31, 2021 **Filed as a Public Document Pursuant to Rule 17a-5(d) of the Securities Exchange Act of 1934.** **\*\*\* PUBLIC DOCUMENT \*\*\*** {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | |--------------------------|----|--| | OMB Number: 3235-0123 | | | | Expires: Oct. 31, 2023 | | | | Estimated average burden | | | | hours per response: | 12 | | | | | | # ANNUAL REPORTS FORM X-17A-5 PART III | 110013 PCI 1638V1136. | | | 1 4 | | |-----------------------|-----------------|--|-----|--| | | | | | | | | SEC FILE NUMBER | | | | | 8-41597 | | | | | #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/21 | AND ENDING | 12/31/21 | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | Hovde Group, LLC<br>NAME OF FIRM: | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>IXI Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1629 Colonial Parkway | | | | | | (No. and Street) | | | | Inverness | Illinois | | 60067 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Steven D. Hovde | (847) 991-6622 | | shovde@hovdegroup.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | FGMK, LLC | (Name - if individual, state last, first, and middle name) | | | | | | | | | 333 W. Wacker Dr., 6th Floor | Chicago | Illinois | 60606 | | (Address) | (City) | | (State)<br>(Zip Code) | | 12/17/2009 | | 3968 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | * Claims for exemption from the requirement that the annual reports of an independent public | FOR OFFICIAL USE ONLY | | | accountant must…Read the full text as markdown