Full text of HOVDE GROUP, LLC's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # *Hovde Group LLC* Financial Statement and Independent Auditor's Report December 31, 2022 **Filed as a Public Document Pursuant to Rule 17 a-5( d) of the Securities Exchange Act of 1934.** \*\*\* **PUBLIC DOCUMENT** \*\*\* {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | OMBAPPROVAL | | | | |---------------------------|--|--|--| | 0MB Number: 3235-0123 | | | | | Expires: Oct. 31, 2023 | | | | | Estimated average burden | | | | | 12<br>hours per response: | | | | | | | | | SEC FILE NUMBER 8-41597 | | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|-----------------------------------------|-----------------------|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | 12/31 /22<br>FILING FOR THE PERIOD BEGINNING 01 /01 /22<br>AND ENDING | | | | | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Hovde Group, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!) Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1629 Colonial Parkway | | | | | | | (No. and Street) | | | | | Inverness | Illinois | | 60067 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Steven D. Hovde | (847) 991-6622 | | shovde@hovdegroup.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | FGMK, LLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 333 W. Wacker Dr., 6th Floor Chicago | | Illinois | 60606 | | | (Address)<br>12/17/2009 | (City) | (State) | (Zip Code) | | | | 3968<br>(PCA0B R istration Number, if a | | | | | (Date of R istration with PCA0B if ap licable | FOR OFFICIAL USE ONLY | | licable | | | | | | | | • Oaims for exemption from the requirement that the annual re…Read the full text as markdown