Full text of HANS, CHRISTIAN, ANDERSON, INC.'s X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STA TES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0123 Washington, D.C. 20549 Expires: October 31, 2023 Estimated average burden hours oer response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | | | 8- 42130 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder | MM/DD/VY<br>A. REGISTRANT IDENTIFICATION<br>Northbridge Financial Services tka Hans, Christian, An<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>(No and St.-eet) | | MM/DD/VY<br>OFFICIAL USE ONLY !<br>FIRM l.D. NO. | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | Michigan | 48103 | | | (St;:ite) | | | | | | 734-994-4100 | | | | (Arca Code-Telephone Number) | | | | | | Southfield | Michigan | 48034 | | (City) | (Slate) | (Zip Code) | | | | | | | | j | | | | | | | | (Zip Code)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>(Name - if i11dMdrtnl, state fast, first, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFflCIAL USE ONLY | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See Section 240. l 7a-5(e)(2)* > Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid OMB control number. SEC 141 0 (11-05) {1}------------------------------------------------ ### OATH OR AFFIRMATION | Andrew C. Hans<br>1, | , swear (or affirm) that, to the best of | |-------…Read the full text as markdown