Full text of HANS, CHRISTIAN, ANDERSON, INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |---------------------------| | OM& Number: 323S-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | | | | | ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-42130 | | | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1/1/2021** AND ENDING **12/31/2021** MM/00/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM:. Northbridge Financial Services (f/k/a Hans. Christian. Anderson. Inc.) TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 3650 West Liberty | | | (No. and Street) | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------|-------------------------------|-----------------|---------------------------------------------|--| | Ann Arbor | Michigan | | 48103 | | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Andrew Hans | | 734-995-2000 | | hansa@umich.edu | | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>MRPR Group, P.C.<br>(Name - if lndivldual, state last, first, and middle name)<br>Southfield<br>Michigan 48034<br>28411 N9rthwestern Hwy, Suite 800 | | | | | | | (Address) | | (City) | (State) | (Zip Code) | | | 9/22/2009 | | | 3744 | | | | (Date of Registration with PCAOBl(lf applicable) | | | | {PCAOB Re11ls1ration Number, if applicable) | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | FOR OFFICIAL USE ONLY | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | | CFR 240.17a-S(el(ll{ii), if applicable. Persons who are to respond to the collection of infor…Read the full text as markdown