HANS, CHRISTIAN, ANDERSON, INC. X-17A-5 (2023-03-31) — Broker-dealer annual report

Full text of HANS, CHRISTIAN, ANDERSON, INC.'s X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMS APPROVAL SEC FI LE NUMBER 8-42130 ## ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-1Z, and 18a-7 under the Securities Exchange Act of <sup>1934</sup> FILING FOR THE PERIOD BEGINNING 1 /1 /2022 AN <sup>D</sup>ENDING 12/31 /2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME oF FIRM: Hans, Christian, Anderson Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer 0 Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 3650 West Liberty | (No. and Street) | | | | | |------------------------------------------------------------|--------------------------------|-----------------|------------|--| | Arbor<br>Ann | Michigan | | 48103 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Hans<br>Andrew | 734-995-2000 | hansa@umich | .edu | | | (Name) | {Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Group<br>MRPR | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | Suite<br>BOO<br>Hwy,<br>Northwestern<br>28411 | Southfield | Michigan | 48034 | | | (Address) | (City) | (State) | (Zip Code) | | | 9/22/2009 | | 3744 | | | | te of Regi•t,.t;oo with PCAOBJlif • pplioobte J<br>r | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption . See <sup>17</sup> CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Andrew C. Hans | | swear (or affirm) that, to the best of my knowledge and belief, the | as of | |---------------------------------------------------------------------|--------------------------------------------------------------------------------…

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