Full text of HANS, CHRISTIAN, ANDERSON, INC.'s X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-42130 # ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 1 /1 /2023 MM/DD/YY MM/DD/YY #### A. REGISTRANT IDENTIFICATION NAME OF FIRM : Northbridge Financial Services f/k/a Hans, Christian, Anderson Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer AND ENDING 12/31 /2023 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 3650 West Liberty Road | | (No. and Street) | | |----------------------------------------------|---------------------------------------------------------------------------|------------------------------------------| | Ann Arbor | Michigan | 48103 | | (City) | (State) | (Zip Code} | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Andrew C. Hans | 734-994-4100 | hansa@umich.edu | | (Name) | (Area Code - Telephone Number) | (Emai l Address} | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | MRPR Group, Inc. | | | | 28411 Northwestern Hwy.Suite 800 Southfield | (Name - if individual, state last, first, and middle name) | | | (Address} | (City) | Michigan 48034<br>(State}<br>(Zip Code} | | 912212009 | | 3744 | | rte of Reg;'"'t;oo w;th PCAOB)(;f 'PPUrnble | J | (PCAOB Reg;,tcoUoo Nombec, ;t.ppUrnble 1 | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption . See 17 CFR 240. 17a -S(e}(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | I, Andrew C. Hans<br>--------------' a<br>12/31 | financial report pertaining to the firm of Northbridge Financial Services f/k/a Hans Christian Anderson Inc | , swear (or affirm) that, to the best of my knowledge and belief, the<br>f<br>,<br>,<br>, as o | |-------------------------------------------------|----…Read the full text as markdown