Full text of FIRST BROKERS SECURITIES LLC's X-17A-5 filed 2021-03-15 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **First Brokers Securities LLC** **Statement of Financial Condition Pursuant to Rule 17A-5 under the Securities and Exchange Act of 1934 December 31, 2020** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response . . . 12.00 #### **ANNUAL AUDITED REPORT** SEC FILE NUMBER **FORM X-17A-5** 8-43035 **PART III** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/20<br>MM/DD/YY | AND ENDING | 12/31/20<br>MM/DD/YY | | | | | | | |--------------------------------------------------------------------------|---------------------------------------------------------------------|------------|-----------------------------------------------|--|--|--|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF BROKER - DEALER: | | | | | | | | | | | First Brokers Securities LLC | | | OFFICIAL USE ONLY<br>__________________ | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | | | | | | | Harborside 5, 185 Hudson Street, Suite 1500<br>(No. and Street) | | | | | | | | | | Jersey City<br>(City) | New Jersey<br>(State) | | 07311-4011<br>(Zip Code) | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | | Philip J. Salvia | | | (212) 513-4445<br>(Area Code - Telephone No.) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | | | Citrin Cooperman & Company, LLP | | | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | | | | 529 5th Avenue | New York | NY | 10017 | | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | CHECK ONE: | | | | | | | | | | | x<br>Certified Public Accountant | | | | | | | | | | | Public Accountant | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | \**Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a…Read the full text as markdown