Full text of FIRST BROKERS SECURITIES LLC's X-17A-5 filed 2023-02-22 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | OMB APPROVAL | |--------------------------| | OMB Number: 3235<br>0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: | | | SEC FILE NUMER 8 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------|------------------------------------------------------------|---------|-------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/22 | | | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: First Brokers Securities LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>区 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | Harborside 5, 185 Hudson Street, Suite 1500 | | | | | | Jersey City | (No. and Street) | New Jersey | | 07311-4011 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Robert H. Dower | (212) 513-4443 | | | Robert.Dower@firstbrokers.com | | (Name) | | (Area Code - Telephone Number)<br>(Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Citrin Cooperman & Company, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 50 Rockefeller Plaza | New York | | NY | 10020 | | (Address) | (City) | | (State) | (Zip Code) | | 11/02/2005 | | | 7468 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable | | | | FOR OFFICIAL USE ONLY | | | {1}------------------------------------------------ #### AFFIRMATION , swear (or affirm) that, to the best of my knowledge and belief, the Robert H. Dower I. financial report pertaining to First Brokers Securities LLC as of 12/31/22 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in…Read the full text as markdown