Full text of FIRST BROKERS SECURITIES LLC's X-17A-5 filed 2026-03-04 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | | |--------------------------|--|--| | OMB Number: 3235-0123 | | | | Expires: Nov. 30, 2026 | | | | Estimated average burden | | | | hours per response: 12 | | | SEC FILE NUMER 8- 43035 | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |---------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|----------------------| | | FILING FOR THE PERIOD BEGINNING 01/01/25<br>MM/DD/YY | | 12/31/25<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: First Brokers Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>区 Broker-dealer | □ Check here if respondent is also an OTC derivatives dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | Harborside 5, 185 Hudson Street, Suite 1500 | | | | | (No. and Street) | | | | Jersey City | New Jersey | | 07311-4011 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Robert H. Dower | (212) 513-4443 | Robert.Dower@firstbrokers.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Citrin Cooperman & Company, LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 50 Rockefeller Plaza | New York | NY | 10020 | | (Address)<br>11/02/2005 | (City) | (State)<br>2468 | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------…Read the full text as markdown