Full text of FIRST BROKERS SECURITIES LLC's X-17A-5 filed 2024-03-04 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | |--------------------------| | OMB Number: 3235<br>0123 | | . 3<br>, 202<br>Expires: | | Estimated average burden | | hours per response: | | | SEC FILE NUMER 8 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 193- | FACING PAGE | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|-------------------------------------------| | | FILING FOR THE PERIOD BEGINNING 01/01/23 | | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: First Brokers Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>മ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | Harborside 5, 185 Hudson Street, Suite 1500 | | | | | | (No. and Street) | | | | Jersey City | New Jersey | | 07311-4011 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Robert H. Dower | (212) 513-4443 | | Robert.Dower@firstbrokers.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Citrin Cooperman & Company, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 50 Rockefeller Plaza | New York | NY | 10020 | | (Address) | (City) | (State) | (Zip Code) | | 11/02/2005 | | 2468 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable | | to Claima for overnation from the the annual conserve be accuracy by the warrent of on indoperant within | FOR OFFICIAL USE ONLY | | | {1}------------------------------------------------ ### AFFIRMATION I, Robert H. Dower swear , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to First Brokers Securites LLC director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Signature CEO Hitle ### Notary Public State of Florida County of Palm Beach onal be form beach I Stephanie Johnson  My commission expires also leaver produced Fix…Read the full text as markdown