Full text of NOLAN SECURITIES CORP.'s X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ KELLY SECURITIES CORPORATION DIBIA NOLAN SECURITIES CORPORATION FINANCIAL STATEMENT DECEMBER31, 2020 This report is filed as a PUBLIC document in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITEDSTATES SECURITlESAND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMBNumber: 3235-0123 Expires: October 31, 2023 Estimated average burden hours oerresponse ...... 12.00 SEC FILE NUMBER 8-43354 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020<br>~~~~~~~~~~- | | | |--------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|--------------------------------------|------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Nolan Securities Corporation<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM l.D. NO. | | | | | | | | | 535 Main Road | | | | | | | (No. and Street) | | | | | Monterey | MA | | 01245 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Leonard Schwalb | | | 212-772·3416 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | | | Fulvio and Associates, LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 5 West 37th Street | New York | NY | 10018 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | j ,f I | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | a | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5…Read the full text as markdown