Full text of NOLAN SECURITIES CORP.'s X-17A-5 filed 2024-04-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### KELLY SECURITIES CORPORATION ### DIBIA ### NOLAN SECURITIES CORPORATION ### FINANCIAL STATEMENT ### DECEMBER 31, 2023 This report is filed as a PUBLIC document in accordance with Rule 17a-S(e) (3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-43354 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **Q 1 /Q 1 /2023** MM/DD/VY AND ENDING **12/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Nolan Securities Corporation TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 535 Main Road (No. and Street) Monterey MA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 01245 (Zip Code) Leonard Schwalb 212-535-5628 lschwalb@nolansecurities.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Fulvio and Associates, LLP (Name - if individual, state last, first, and middle name) 5 West 37th Street New York NY (Address) (City) (State) December 20, 2018 6529 10018 (Zip Code) rte of Reg;stc,tioa w;th PCAOB)l;f appUcableJ **FOR OFFICIAL USE ONLY** (PCAOB Reg;strat;oa **N"mbe,,** ;f appJ;cableJ I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ ### **OATH OR AFFIRMATION** | 1. | Bruce P Kelly | | | |----|---------------|--|--| | | | | | I, Bruce P Kelly swear (or affirm) that, to the best of my knowledge and belief, the financial report p…Read the full text as markdown