Full text of NOLAN SECURITIES CORP.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### KELLY SECURITIES CORPORATION ### DIBIA ### NOLAN SECURITIES CORPORATION #### FINANCIAL STATEMENT ### DECEMBER 31, 2021 This report is filed as a PUBLIC document in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | |-----------------|--| | 8-43354 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNI NG **O 1/01/2021** AND ENDING **12/31/2021** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Nolan Securities Corporation TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} # 535 Main Road | (No. and Street) | | | | | | | | | |---------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|------------------------------|-----------------|--|--|--|--|--| | Monterey | MA | | 01245 | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Leonard Schwalb | 212-535-5628 | lschwalb@nolansecurities.com | | | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Fulvio and Associates, LLP | | | | | | | | | | | (Name - if individ ual, state last, first, and middle name) | | | | | | | | | 5 West 37th Street | New York | NY | 10018 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | December 20, 2018 | | 6529 | | | | | | | | T"<br>of Reg;stcaUoo w;,h PCAOBl(;f ,ppHcablel | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports o…Read the full text as markdown