Full text of NOLAN SECURITIES CORP.'s X-17A-5 filed 2023-04-14 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # KELLY SECURJTIES CORPORATION D/B/A NOLAN SECURITIES CORPORATION FINANCIAL STATEMENT DECEMBER 31, 2022 This report is filed as a PUBLIC document in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | SEC FILE NUMBER | |--|-----------------| 8-43354 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1 /Q 1 /2022** AND ENDING **12/31/2022** MM/DD/VY MM/DD/VY (PCAOB Reglmatloo N,mbe,, If applicable) I **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Nolan Securities Corporation TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 535 Main Road | (No. and Street) | | | | | |---------------------------------------------------------------------------|--------------------------------|-----------------|------------------------------|--| | Monterey | MA | | 01245 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Leonard Schwalb | 212-535-5628 | | lschwalb@nolansecurities.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Fulvio and Associates, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 5 West 37th Street | New York | NY | 10018 | | | (Address) | (City) | (State) | (Zip Code) | | | December 20, 2018 | | 6529 | | | **rte** of **Reg;strafoo wtth PCAOB)(;f applkable)** **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are n…Read the full text as markdown