JAMES T. BORELLO & CO. X-17A-5/A (2019-11-27) — Broker-dealer annual report

Full text of JAMES T. BORELLO & CO.'s X-17A-5/A filed 2019-11-27 (period 2019-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: JAMES T. BORELLO & CO.
• Form: X-17A-5/A
• Filed: 2019-11-27
• Period: 2019-09-30
• Accession: 0000871185-19-000002
• CIK: 871185
• File #: 8-43398
• Material weakness: No
• Auditor: Lerner & Sipkin CPAs, LLP
• Auditor location: New York, NY
• Contact: Daniel J. Borello
• Phone: 847-426-0200
• Signed by: Daniel J. Borello (Vice President)

Document text (excerpt)

X-17A-5/A 0000871185 XXXXXXXX LIVE true false false 10-01-2018 09-30-2019 Broker-dealer N JAMES T. BORELLO & CO. 151 DUNDEE AVE. EAST DUNDEE IL 60118 Daniel J. Borello 847-426-0200 Lerner & Sipkin CPAs, LLP 132 Nassau Street - Suite 1023 New York NY 10038 Certified Public Accountant Daniel J. Borello JAMES T. BORELLO & CO. 09-30-2019 Daniel J. Borello Vice President Y

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• X-17A-5 — 2017-11-03
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Original filing on SEC EDGAR (source of record)