Full text of JAMES T. BORELLO & CO.'s X-17A-5 filed 2025-11-28 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires:Oct. 31,2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER | 10/01/2024<br>FILING FOR THE PERIOD BEGINNING<br>MM/DD/YY<br>REGISTRANT IDENTIFICATION<br>A. | AND ENDING | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------|-------------------------------------------| | | | 09/30/2025 | | | | MM/DD/YY | | | | | | BORELLO<br>JAMES<br>T<br>NAME OF FIRM: | CO<br>& | | | TYPE OF REGISTRANT (check all applicable boxes):<br>H<br>Security-based swap dealer<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>DUNDEE<br>AVENUE<br>151 | | | | (No. and Street) | | | | IL<br>EAST<br>DUNDEE | | 60118 | | (State)<br>(City) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | 847-426-0200<br>DANIEL<br>J<br>BORELLO | | DANIEL@BORELLOS.COM | | (Area Code -Telephone Number)<br>(Name) | (Email Address) | | | ACCOUNTANT IDENTIFICATION<br>B. | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Certified<br>LMHS<br>C<br>Public<br>P<br>, | and<br>Accountants | Advisors | | (Name -if individual, state last, first, and middle name) | | | | Norwell<br>Street<br>S<br>Bldg<br>80<br>Washington<br>, | MA | 02061 | | (City)<br>(Address)<br>02/24/2009 | (State)<br>3373 | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number,if applicable) | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays <sup>a</sup> currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | DANIEL J. BORELLO<br>( | | | |------------------…Read the full text as markdown