Full text of JAMES T. BORELLO & CO.'s X-17A-5/A filed 2021-12-09 (period 2021-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## JAMES ]'. BOITELLO & CO # FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOLINTING FIRM PURSUANT TO RULE l7a-5 SEPTEMBER 30,2021 {1}------------------------------------------------ | | UN<br>IT<br>ED<br>S<br>TA<br>TE<br>S | | OM<br>B<br>AP<br>PR<br>OV<br>AL | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|-------------------------------------------------------------------------------------------|--| | SE<br>CU | A<br>N<br>D<br>EX<br>CH<br>AN<br>G<br>E<br>CO<br>M<br>M<br>IS<br>SI<br>RI<br>TI<br>ES | O<br>N | Nu<br>mb<br>:32<br>35<br>-0<br>12<br>3<br>OM<br>B<br>er | | | | W<br>hi<br>D<br>.C<br>to<br>.2<br>05<br>49<br>as | | 3<br>7,<br>20<br>23<br>Ex<br>pir<br>: O<br>ct.<br>es<br>b<br>urd<br>Es<br>tim<br>d<br>ate | | | | ng<br>n, | | en<br>av<br>era<br>ge<br>ho<br>re<br>sp<br>on<br>se<br>: 1<br>p<br>er<br>2<br>urs | | | | | | | | | | A<br>N<br>N<br>U<br>A<br>L<br>R<br>E<br>P<br>O<br>R<br>T<br>S | | C F<br>ILE<br>N<br>UM<br>BE<br>R<br>SE | | | | X<br>.1<br>7<br>A<br>.5<br>F<br>O<br>R<br>M | | | | | | P<br>A<br>R<br>T<br>I<br>I<br>I | | | | | | | | | | | ln<br>fo<br>io<br>at<br>Re<br>ire<br>d<br>Pu<br>t<br>nt<br>rm<br>n<br>o<br>qu<br>rs<br>ua | FA<br>C<br>IN<br>G<br>P<br>AG<br>E<br>L<br>7a<br>-5<br>,7<br>7a<br>-L<br>2,<br>nd<br>1<br>8a<br>nd<br>t<br>Ru<br>les<br>-7<br>a<br>u<br>er | he<br>S<br>itie<br>ec<br>ur<br>s | f<br>A<br>Ex<br>ch<br>ct<br>19<br>34<br>o<br>an<br>ge | | | pE<br>Rt<br>O<br>D<br>EG<br>B<br>tN<br>N<br>tN | 1<br>0t<br>o1<br>t2<br>02<br>0<br>3o<br>t2<br>02<br>1<br>et | | | | | Ft<br>Lt<br>NG<br>TH<br>E<br>F<br>O<br>R | G<br>A<br>N<br>D<br>M<br>M/<br>DD<br>/Y<br>Y | o<br>EN<br>DT<br>N<br>G<br>M/<br>/Y<br>M<br>DD<br>Y | | | | | | | | | | | A<br>EG<br>IS<br>I<br>D<br>EN<br>TI<br>FI<br>CA<br>TI<br>O<br>N<br>. R<br>TR<br>A<br>NT | | | | | : J<br>T<br>. B<br>el<br>lo<br>&<br>NA<br>M<br>E<br>FI<br>R<br>M<br>am<br>es<br>O<br>F<br>or | Co | | | | | (c<br>he<br>ck<br>pl<br>O<br>ll<br>TY<br>PE<br>F<br>R…Read the full text as markdown