Full text of JAMES T. BORELLO & CO.'s X-17A-5 filed 2024-11-29 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB Number: 3235-0123 OMB APPROVAL SEC FILE NUMBER FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 10/01/2023 MM/DD/YY \_AND ENDING 09/30/2024 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM; JAMES T. BORELLO & CO. TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer @ Security-based swap dealer @ Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 151 DUNDEE AVENUE | | (No. and Street) | | | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | FAST DUNDEF | ﺍﻟﻤﺴﺘﻘ | | 60118 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | DANIEL J. BORELLO 847-426-0200 | | | DANIEL@BORELLOS.COM | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>LMHS, P.C. Certified Public Accountants and Advisors | (Name - if individual, state last, first, and middle name) | | | | 80 Washington Street, Bldg S Norwell | | MA | 02061 | | (Address) | (City) | (State) | (Zip Code) | | 02/24/2009 | | 3373 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(li), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | , swear (or affirm) that, to the best of my knowledge and belief, the<br>DANIEL J. BORELLO | | | | | | |…Read the full text as markdown