Full text of GFI SECURITIES LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  ### CON SOLID A 1ED STA1EMENT OF FINANCIAL CONDIDON GF1 Securities LLC December 31, 2020 With Repolt of Independent Registered Public Accounting Film {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |-----------------------|--| | 0MB Number: 3235-0123 | | | | | Expires: October 31, 2 023 Estimated average burden hours per response ... 12.00 | SEC FILE NUMBER | | |-----------------|--| | 8-43548 | | #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** #### **FACING PAGE** #### **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/20 | AND ENDING | 12/31/20 | |--------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NA1v.lE OF BROKER-DEALER: | GFI Securities LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>55 Water Street | | | FIRMI.D NO. | | | (No. and street) | | | | New York | NY | | 10041 | | (City) | (State) | | (Zip Code) | | NA1v.lE AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Steven Bisgay | | | 212-294-7849 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Ernst & Youn LLP | | | | | | (Name - if individual, stale last, first, middle name) | | | | 5 Times Square | New York | NY | 10036-6530 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | | | | | | 0<br>Certified Public Accountant<br>□<br>Public Accountant | | | | | □ | Accountant not resident in United States or any of its possessions. | | | | | | | | | | FOR OFFICIAL USE ONLY | | | *\* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* SEC 14 10 (11-05) {2}------------------------------------------------ #### **AFFIRMATION** I, Steven Bisgay, affirm that, to the be…Read the full text as markdown