Full text of GFI SECURITIES LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  #### CONSOLIDA1ED STA1EMENT OF FINANCIAL CONDITION GFI Securities LLC December 31, 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL REPORTS FORM X-17A-5 PART** III | 0MB Number: 3235-0123 | |--------------------------| | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER 8-43548 #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-**7 **under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/23 MM/DD/YY AND ENDING 12/31/23 MM/DD/YY #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: GFI Securities LLC #### TYPE OF REGISTRANT (check all applicable boxes): 0Broker-dealer Security-based swap dealer Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer #### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 55 Water Street | | | (No. and Street) | | | |--------------------------------------------------|-----------------------------------------------------------|-------------------------------|--------------------------------------------|----------------------------| | New York | | New York | | 10041 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jason Hauf | 212-294-7849 | | | Jason.Hauf@bgcpartners.com | | (Name) | | (Area Code- Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | Ernst & Young LLP | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | One Manhattan West, 401 9th Avenue | | New York | New York | 10001 | | (Address) | (City) | | (State) | (Zip Code) | | 10/20/2003 | | | 42 | | | (Date of Registration with PCAOB)(if applicable) | | | | | | | | | (PCAOB Registration Number, if applicable) | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. l 7a-5( e )(1 )(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently va…Read the full text as markdown