Full text of GFI SECURITIES LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  ### CONSOLIDA1ED STA1EJMENT OF FINANCIAL CONDIDON GF1 Securities LLC December 31, 2021 With Report of Independent Registered Public Accounting Fi1m {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-43548 ### **ANNUAL REPORTS FORMX-17A-5 PART III** #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ O�l�/O�l�/2=1� \_\_ AND ENDING --=12/�3�1�/2=1�\_ MM/DD/YY MM/DD/YY #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: GFI Securities LLC TYPE OF REGISTRANT (check all applicable boxes): @Broker-dealer □Security-based swap dealer □Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 55 Water Street | New York | | New York | 10041 | |----------|--------|----------|------------| | | (City) | (State) | (Zip Code) | | | | | | (No. and Street) ### PERSON TO CONT ACT Willi REGARD TO nns FILING Steven Bisgay 212-294-7849 (Name) (Area Code -Telephone Number) SBisgay@cantor.com (Email Address) #### **B. ACCOUNT ANT IDENTIFICATION** #### INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing\* | Ernst & Young LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | |---------------------------------------------------------------------------------|----------|----------|-------------------------------------------|--|--| | th Avenue<br>One Manhattan West 401 9 | New York | New York | 10001 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | | 42 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, ifapplicable) | | | | | | | | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual report be covered by the report of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. l 7a-5(e)(l)(ii), if applicable. {2}------------------------------------------------ #### **AFFIRMATION** I, Steven Bisgay, affirm that, to the best of my knowledge and be…Read the full text as markdown