Full text of GFI SECURITIES LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  ### CONSOLIDA'IED STATEMENT OF FINANCIAL CONDillON GF1 Secwities LLC December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-43548 ### **ANNUAL REPORTS FORM X-17A-5 PART** III #### **FACING PAGE** **Information Required Pursuant to Rules 17 a-5, 17 a-12, and 18a-**7 **under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ 0~l/\_0~l/\_22 \_\_\_ AND ENDING \_\_ 1\_2~/3\_1~/2\_2 \_\_ *MMIDDNY MMIDDNY* #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: GFI Securities LLC TYPE OF REGISTRANT (check all applicable boxes): 0Broker-dealer Security-based swap dealer Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer #### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 55 Water Street | | (No. and Street) | | |---------------------------------------------------------------------------|------------------------------------------------------------|-----------------------| | New York | New York | 10041 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Jason Hauf | 212-294-7849 | SBisgay@cantor.com | | (Name) | (Area Code- Telephone Number) | (Email Address) | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | B. ACCOUNTANT IDENTIFICATION | | | Ernst & Young LLP | | | | | (Name - if individual, state last, first, and middle name) | | | One Manhattan West 401 9th Avenue | New York | New York<br>10001 | | (Address) | (City) | (State)<br>(Zip Code) | #### 10/20/2003 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) 42 #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See l 7CFR 240. l 7a-5( e )(1 )(ii), if applicable. {2}------------------------------------------------ #### **AFFIRMATION** I, Jason Hauf, affirm that, to the best ofmy knowledge and belief, the accompanying consolidated statement of financial cond…Read the full text as markdown