Full text of TRADITION SECURITIES AND DERIVATIVES, INC.'s X-17A-5 filed 2018-03-01 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000872796 XXXXXXXX LIVE true false false 01-01-2017 12-31-2017 Broker-dealer N TRADITION SECURITIES AND DERIVATIVES, INC. 255 GREENWICH STREET 4TH FLOOR NEW YORK NY 10007 John Gangi 212-791-6650 Ernst & Young LLP 5 Times Square New York NY 100036 Certified Public Accountant Judith A. Ricciardi TRADITION SECURITIES AND DERIVATIVES, INC. 12-31-2017 Judith A. Ricciardi Financial & Operations Principal Y
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