Full text of TRADITION SECURITIES AND DERIVATIVES LLC's X-17A-5/A filed 2024-03-04 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### S TATEMENT OF F INANCIAL C ONDITION Tradition Securities and Derivatives LLC (A Wholly Owned Subsidiary of Tradition America Holdings, Inc.) Year Ended December 31, 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | 32 Old Slip - 28th Floor | | |--------------------------|-------------| | | (No. and St | | New York | New York | | 10005 | |--------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------| | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | John Gangi | 212-791-6035 | | John.Gangi@Tradition.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | KPMG LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>(Name - if individual, state last, first, and middle name) | | | | 345 Park Avenue | New York | NY | 10154 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 185 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | |  {2}------------------------------------------------ | John Gangi | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|------| | | tinancial report pertaining to the firm of Tradition Securities and Derivatives LLC | as o | | 12/31 | 2 023 , is true and correct. I further swear (or affirm) that neither the company nor any | | | as that of a customer. | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | | | | | | JACQUELINE A LOTZE<br>Notary Public - State of New York<br>NO. 01LO0011317<br>Qualified in Richmond County<br>Mv Commission Expires Jul 17, 2027 | Signature/<br>Title: | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ Financial St…Read the full text as markdown