Full text of TRADITION SECURITIES AND DERIVATIVES, INC.'s X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000872796 XXXXXXXX LIVE true false true 01-01-2018 12-31-2018 Broker-dealer OTC derivatives dealer N TRADITION SECURITIES AND DERIVATIVES, INC. 32 OLD SLIP 28TH FLOOR NEW YORK NY 10005 Judith A. Ricciardi 212-791-6650 Ernst & Young LLP 5 Times Square New York NY 10036-6523 Certified Public Accountant Judith A. Ricciardi TRADITION SECURITIES AND DERIVATIVES, INC. 12-31-2018 Judith A. Ricciardi Financial & Operations Principal Y
Read the full text as markdown