Full text of TRADITION SECURITIES AND DERIVATIVES, INC.'s X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000872796 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N TRADITION SECURITIES AND DERIVATIVES, INC. 32 OLD SLIP 28TH FLOOR NEW YORK NY 10005 Robert Fiorio 212-943/2175 EY LLP 5 Times Square New York NY 10036 Certified Public Accountant Judith Ricciardi TRADITION SECURITIES AND DERIVATIVES, INC. 12-31-2019 Judith A Ricciardi Financial & Operations Principal Y
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