SMBC NIKKO SECURITIES AMERICA, INC. X-17A-5 (2016-02-25) — Broker-dealer annual report

Full text of SMBC NIKKO SECURITIES AMERICA, INC.'s X-17A-5 filed 2016-02-25 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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X-17A-5 0000875890 XXXXXXXX 008-43852 LIVE true true false 01-01-2015 12-31-2015 Broker-dealer N SMBC NIKKO SECURITIES AMERICA, INC. 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172 Naoya Miyagaki, President 212-224-5301 KPMG LLP 345 Park Avenue New York NY 10154 Certified Public Accountant Naoya Miyagaki SMBC NIKKO SECURITIES AMERICA, INC. 12-31-2015 Naoya Miyagaki President Y

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