SMBC NIKKO SECURITIES AMERICA, INC. X-17A-5 (2018-02-26) — Broker-dealer annual report

Full text of SMBC NIKKO SECURITIES AMERICA, INC.'s X-17A-5 filed 2018-02-26 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0000875890 XXXXXXXX 008-43852 LIVE true true false 01-01-2017 12-31-2017 Broker-dealer N SMBC NIKKO SECURITIES AMERICA, INC. 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172 DSohn@smbcnikko-si.com 212-224-5025 KPMG LLC 345 Park Ave New York NY 10154 Certified Public Accountant Ryo Suzuki SMBC NIKKO SECURITIES AMERICA, INC. 12-31-2017 Ryo Suzuki President Y

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)