Full text of SMBC NIKKO SECURITIES AMERICA, INC.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000875890 XXXXXXXX 008-43852 LIVE true true false 01-01-2019 12-31-2019 Broker-dealer N SMBC NIKKO SECURITIES AMERICA, INC. 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172 DSohn@smbcnikko-si.com 917-262-2716 KPMG LLP 345 Park Ave New York NY 10154 Certified Public Accountant Bungo Miura SMBC NIKKO SECURITIES AMERICA, INC. 12-31-2019 Bungo Miura President Y
Read the full text as markdown