Full text of GBM INTERNATIONAL, INC.'s X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **GBM** INTERNATIONAL, INC. (A WHOLLY-OWNED SUBSIDIARY OF PORTFOLIO INVESTMENTS, INC.) FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION December 31, 2018 {1}------------------------------------------------ lJ NIT EO STATES SECLJR ITIESA~D EXCIIANGE COMMISSION Washington, D.C. 20!'\49 OMB APPROVAL OMB Number: 3235·0 123 Expires: Augu~t 31,2020 Estimated average burden hours er res nse ...... 12.00 SEC FILE NUMBER B-43882 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** !'ACING PAGE ## Information Requi•·ed of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERlOD BEGINNI~G 01/01/2018 | | A!'D E'JD!t-\G 12/31/2018 | | |---------------------------------------------------------------------------------------------------|----------------------------------------------------------------------|---------------------------|-------------------| | | MM/OD/YY | | iV1M/DIJiYY | | | A. REGISTRANT IDENTIFICATION | | | | NAIIvtE or BROKER-DE:ALER: GBM International, Inc. | | - | OFFICIAL USE ONLY | | ADDRESS Of PRINCIP/\L PLACE OF BUSI~'ESS: (Do not usc P.O. Box l\:o.) | | | FIRM 1.0. NO. | | 2700 Post Oak Blvd., Suite 111 0 | | | | | | (No. and Str<'CI) | | | | Houston | Texas | 77056 | | | (Cuv) | I Slate) | (/.1pCodc) | | | NAME AND TELE.PHOJ\f·: NUMBER OF PF.RSO'J TO CONTACT IN REGARD 1'0 'I HIS REPORT<br>Jose Macouzet | | | 281-745-9".00 | | | Il. ACCOUNTANT IDENTIFICATION | | | | Ii'\DI?.PENDENT PUBLIC ACCOl.'NTt\NT whose opinion is contained in this Report"'<br>EEPB, P.C. | --<br>--<br>-<br>- | -<br>- | | | | ! N;1mc ·- I} /ndil·ulual. Sill/~ lust first middle 1111111") | | | | 2950 North Loop West, Suite 1200 Houston | | Texas | 77092 | | (t\,hlrtss) | (Clly) | | (l.1p Corle) | | CHECK ONE:<br>I/'<br>lcerti ficd Public Accountant<br>DPubiic Accountant | | | | | | OAccountant not resident in United Stales or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *"llaims for <'Xemptionfi'om the n·quirement that the annual report be* ~·o,·ered *bv the opinion of an im/epemlent puhfic* occollntWII *11111.1'1 he s11pponed* by *u statement o(/ucls w1d cir< ttmstrmces relied on as the bus is for the exemJIIion. St:e Sr:ctinn .1.1(1* I */a-5 ri! )(2* <sup>1</sup> > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a curr…Read the full text as markdown