Full text of GBM INTERNATIONAL, INC.'s X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ l"NITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 #### OMSAPPROVAl OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours oerresponse ...... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTlll** | SEC FILE NUMBER | |-----------------| | 8-43882 | | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | AND ENDING 12/31/2019 | | | |------------------------------------------------|---------------------------------------------------------------------------|-----------------------|-------------------------------|--| | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: GBM International, Inc. | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM l.D. NO. | | | 2700 Post Oak Blvd., Suite 1110 | | | | | | | (No and Street} | | | | | Houston | Texas | 77056 | | | | {City) | (State ) | (Z1p Code} | | | | Jose Macouzet | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | 281-745·91CO | | | | | | (Area Code- Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | EEPB, P.C. | | ----<br>-- | ---- | | | | (Name - 1/ mdiwdual. statf! /aJI. first. middle flame) | | - | | | 2950 North Loop West, Suite 1200 Houston | | Texas | 77092 | | | (Address) | (City) | (State ) | (Zip Code) | | | CHECK ONE: | | | | | | Iv' I<br>Certified Public Accountant | | | | | | OPublic Accountant | | | | | | D | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basisfo1· the exemption. See Section 240. /7a-5{e){1)* > Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) {1}------------------------------------------------ #### **OATH OR AFFIRMATION**  *\*\*For conditions of confidential tre ,1tment of certain portions of t…Read the full text as markdown