Full text of GBM INTERNATIONAL, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT FORM X-17A-5 PART III OMB APPROVAL OMB Number 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . 12.00 | SEC FILE NUMBER | |-----------------| | 8-43882 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | | AND ENDING 12/31/2020 | | |------------------------------------------------------------------------------------------|---------------------------------------------------------|------------|--------------------------------------------------|--| | | MM/DD/YY | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICA TION | | | | | NAME OF BROKER-DEALER: GBM International, Inc. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS (Do not use P.O. Box No.) | | | FIRM LD. NO. | | | 2700 Post Oak Blvd., Suite 1110 | | | | | | | (No. and Street) | | | | | Houston | Texas | 77056 | | | | (City) | (State) | (Zin Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Jase Macouzet | | | (281) 745-9100<br>(Arca Cade - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report" | | | | | | EEPB. P.C. | | | | | | | (Norme - of indevidual, state last, first, middly name) | | | | | 2950 North Loop West Freeway, Suite 1200 Houston | | Texas | 77092 | | | (Address) | (City) | (Stake) | 12in Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a stationent of facts and circumstunces relied on as the basis for the exemption. See Section 240.170-5(c) 21 > Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valld OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ ### OATH OR AFFIRMATION | JOSE Macouzet | | swear (or affirm) that, to the best of | |--------------------------------…Read the full text as markdown