Full text of GBM INTERNATIONAL, INC.'s X-17A-5 filed 2023-03-22 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washinston, D.C. 20549 OMB APPROVAL OMB Number: 3235·0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-S PART Ill | SEC FILE NUMBER | |-----------------| | 43882 | FACING PAGE Information Required Pursuant to Rules 17a·5, 17a·12, and 1Ba·'t under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING Q 1/Q1 /2022 MM/DD/YY AND ENDING 12/31 /2022 MM/DD/YY A. REGISTRANT IDENTIFICATION NAMEOFFIRM: GBM International, Inc. TYPE OF REGISTRANT (check all applicable boxes): IZI Broker-dealer 0 Security-based swap dealer 0 Major security-based swap participant Cl Check here If respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PIACE OF BUSINESS: (Do not use a P.O. box no.) 2700 Post Oak Blvd., Suite 1110 Houston (City) (No. and Street) Texas (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 77056 (Zip Code) Jose Macouzet 281-745-9100 macouzet@gbms.com (Name) (Area Code-Telephone Number} (Email Address) B. ACCOUNTANT IDENTIFleATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• EEPB, P.C. (Name- If lndl11ldual, state last, first, and middle name) 29so North Loop west Freeway, Suite 1200 Houston Texas 77092 | (Addre55) | (City) | (State) | (Zip Code) | |-----------|----------------------|--------------------------------|------------| | 11/5/2003 | | 879 | | | | | PCAOB Re stration Number, If a | licable | | | FOR OFFIOAL USE ONLY | | | | | | | | | | | | | •Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.1711-S(e)(ll(ii), ff applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMA110N 1, Jose Macouzet swear (or affirtn} that, to the best of my knowledge and belief, the financial report pertaining to the firm of G BM International Inc , as of December 31 , 2Q22.\_, Is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, dlrector, or equivalent person, as the case may be, has any proprietary interest in a count classified solel…Read the full text as markdown