Full text of GULFSTAR GROUP I, LTD.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, <sup>2023</sup> Estimated average burden > SEC FILE NUMBER s-43999 ## hours per response 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT<br>FOR THE<br>PERIOD | 01/01/2020<br>AND ENDING 12/31/2020<br>BEGINNING | | | |-------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------|-----------------------------------|---------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A.<br>REGISTRANT<br>IDENTIFICATION | | | | NAME OF BROKER-DEALER:GlllfStar | I,<br>LTD.<br>GrOlip | | OFFICIAL USE ONLY | | ADDRESS OF<br>PRINCIPAL<br>PLACE<br>700<br>Street,<br>Louisiana | P.O.<br>BUSINESS:<br>OF<br>(Do<br>not use<br>Box<br>STE<br>3800 | No.) | FIRM I.D.<br>NO. | | | (No. and Street) | | | | Houston | TX | | 77002 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE<br>Stephen Lasher | NUMBER OF<br>PERSON TO<br>CONTACT | IN REGARD<br>TO<br>THIS<br>REPORT | 713-300-2002<br>(Area Code -<br>Telephone Number) | | | B.<br>ACCOUNTANT<br>IDENTIFICATION | | | | INDEPENDENT<br>PUBLIC<br>Pearson<br>Harper<br>& | whose opinion<br>is contained<br>ACCOUNTANT<br>P.C.<br>Company, | in this<br>Report* | | | | (Name -if<br>individual, stale last, first, | middle name ) | | | Riverway,<br>One | STE<br>1900<br>Houston | TX | 77056 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>J<br>Public<br>Certified<br>Public<br>Accountant<br>not<br>Accountant | Accountant<br>its possessions.<br>in United States<br>or<br>any<br>of<br>resident<br>USE<br>OFFICIAL<br>FOR | ONLY | | | | | | | \**Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information containedin this form arenot required torespond** SEC <sup>1410</sup> **unlesstheformdisplays <sup>a</sup> currently validOMB control number.** (11-05) {1}-------------------…Read the full text as markdown