Full text of GULFSTAR GROUP I, LTD.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** **OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12** **SEC FILE NUMBER** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND END NG | 12/31/2022 | | | |---------------------|---------------------------------|------------------------------|------------|------------|--|--| | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | of<br>firm:<br>name | GulfStar<br>Group | I,<br>Ltd. | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): H Broker-dealer Security based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 700 Louisiana Street, Ste 3800 | | (No. andStreet) | | | | | |--------------------------------------------------|-------------------------------------------------|--------------------------------------------|--------------------|--|--| | Houston | TX | | 77002 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | ALICIA<br>NEAL | 713-3002002 | | aneal@gulfstargroi | | | | (Name) | (Area Code -<br>Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose | reports<br>are contained | in<br>filing*<br>this | | | | | Harper<br>Pearson<br>& | Company,<br>P.C. | | | | | | (Name -if | individual, state last, first, and middle name) | | | | | | One<br>Riverway,<br>Ste<br>1900 | Houston | TX | 77056 | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 431 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are torespond to the collection of information contained in this form are not required torespond unless the for…Read the full text as markdown