Full text of GULFSTAR GROUP I, LTD.'s X-17A-5 filed 2022-03-03 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | OMR A~80llAL<br>OMB Numb«: 3235-C123<br>Expires: Oct. 31, 2023<br>Estimated averaee burden<br>hours per response: 12 | |-------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------| | ANNUAL REPORTS | SEC filE NUMBER | | FORM X-17A-5 | 8-43999 | | PART Ill | | ### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchance Act of 1934 | FILING FOR THE PERIOD BEGINNING 01 /01 /21 | | AND ENDING 12/31 /21 | |--------------------------------------------|------------------------------|----------------------| | | MM/00/YY | MM/00/YY | | | A. REGISTRANT IDENTlFICATION | | # NAME oF FIRM: GulfStar Group I, Ltd. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer 0 Security-based swap dealer 0 Check here if respondent is also an OTC derivatiVes dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 700 Louisiana Street. Ste 3800 | | |----------------------------------------------|--------------------------------|------------------| | | (No. and Strl!l!t) | | | Houston | TX | 77002 | | (City) | (State) | (lip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Alicia Neal | 7133002002 | aneal@ gulfstarc | | (Name) | (Area Code-Telephone Number) | (Eman Address) | ### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | One Riverwav. Ste 190C Houston | TX | 77056 | |-----------|--------------------------------|---------|-----------------------------| | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | | lion Number. if applicable) | | | FOR OFFICIAl USE ONLY | | | | | | | | Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFARMATION I, F.W. Luedde, Ill swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Gui!Sta r Group I, Lid. • as of December 31 . 2..Qgl\_\_, is true and correct. I further swear (or affirm) that neithe r the company nor any partner. officer,…Read the full text as markdown