Full text of GULFSTAR GROUP I, LTD.'s X-17A-5/A filed 2023-04-04 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49** # **ANNUAL REPORTS FORM X-17A-5 PART III** **OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12** **SEC FILE NUMBER** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | l/v<br>01/01/2022 | AND ENDING | 12/31/2022<br>MM/DD/YY | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|---------------|------------------------------------|--|--| | | MM/DO/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | Guitar<br>Group<br>of<br>firm:<br>name | I,<br>Ltd. | | | | | | applicable<br>TYPE OF REGISTRANT (check all<br>H<br>Broker-dealer<br>Security based swap dealer<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not | boxes):<br>use a P.O. box | Major<br>no.) | security-based swap<br>participant | | | | 700<br>Louisiana<br>Street,<br>Ste | 3800 | | | | | | | (No. and Street) | | | | | | Houston | TX | | 77002 | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | NEAL<br>ALICIA | 713-3002002 | aneal@gulfstargroi | | | |----------------|----------------------------------|--------------------|--|--| | (Name) | (Area Code -Telephone<br>Number) | (Email Address) | | | **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Harper & Pearson Company, P.C. | (Name - | if individual, state last, first, and middle name) | | | |--------------------------------------------------|----------------------------------------------------|---------|--------------------------------------------| | Ste<br>1900<br>One<br>Riverway, | Houston | TX | 77056 | | (Address) | (City) | (State) | (Zip Code) | | | | 431 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | **\* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances…Read the full text as markdown