Full text of OPPORTUNE PARTNERS LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL<br>OMB Number:3235-0123<br>Expires:Nov. 30, 2026 | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|------------|---------------------------------------------------------------|--|--| | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response:<br>12 | | | | | REPORTS<br>ANNUAL | | SEC FILE NUMBER | | | | | X-17A-5<br>FORM | | 8-70085 | | | | | III<br>PART | | | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 19S4 | | | | | | | 01/01/2023 | | 12/31/2023 | | | | FILING FOR THE PERIOD BEGINNING | /DD/YY<br>MM | AND ENDING | MM/DD/YY | | | | | REGISTRANT IDENTIFICATION | | | | | | | A. | | | | | | Opportune<br>NAME OF FIRM: | LLC<br>Partners | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Major security-based swap participant<br>Security-based swap dealer<br>O Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | Louisiana<br>Street<br>711 | STE<br>3100 | | | | | | | ,<br>(No. and Street) | | | | | | Houston | TX | | 77002 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Daniel<br>Kohl | 713-237-2525 | | dkohl@opportune.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | ACCOUNTANT IDENTIFICATION<br>B. | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Texas<br>P<br>C<br>of<br>Pannell<br>Kerr<br>Forster | | | | | | | (Name -if individual,state last,first,and middle name) | | | | | | | STE<br>San<br>Felipe<br>St.<br>5847<br>, | Houston<br>2600 | TX | 77057-3000 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/16/2003 | | 342 | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number,if applicable) | | | | | | | | | | | * | Claims for exemption from the requirement that the annual reports be covered by the reports of an indep…Read the full text as markdown