OPPORTUNE PARTNERS LLC X-17A-5 (2021-02-24) — Broker-dealer annual report

Full text of OPPORTUNE PARTNERS LLC's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **UNITEDSTATES** OMB APPROVAL **SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMBNumber: 3235-0123 Expires: October <sup>31</sup>,<sup>2023</sup> Estimated average burden # hours per response 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **SEC FILE NUMBER** <sup>s</sup>-70085 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2020<br>AND ENDING12/31/2020 | | | | | |------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|----------------|-----------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT<br>IDENTIFICATION | | | | | NAME OF BROKER-DEALER.Opportune<br>LLC<br>Partners | | | OFFICIAL<br>USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF<br>BUSINESS: (Do not use P.O. Box No.)<br>711<br>Louisiana<br>Street<br>STE<br>3100<br>, | | | FIRM I.D.<br>NO. | | | | (No. and Street ) | | | | | Houston | TX | | 77002 | | | (City ) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER<br>James Hansen | OF PERSON TO CONTACT IN REGARD | TO THIS REPORT | 713-490-5050 | | | | | | (Area Code -<br>Telephone Number) | | | | B.<br>ACCOUNTANT<br>IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT | whose opinion is contained in this Report* | | | | | Pannell<br>Kerr<br>Forster | of<br>Texas<br>P<br>C | | | | | | ( Name -if individual. stale last, first, middle name ) | | | | | 5847<br>San<br>Felipe<br>St | STE<br>Houston<br>2600<br>., | TX | 77057-3000 | | | (Address) | (City ) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | /<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United | States or any of its possessions. | | | | | | FOR OFFICIAL<br>USE ONLY | | | | | | | | | | | | | | | | | | | | | | *'Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17<sup>a</sup>-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form arenotrequired torespond unlessthe form displays<sup>a</sup> currently validOMBcontrolnumber. SEC <sup>1…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)